Securities & Exchange Commission, et al. v. Behrens, et al.

CONCLUDED

Oral Argument
12/28/11 – 12/28/11

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Summary

SEC claims Behrens violated the SEA of 1933 and 1934 based on a Ponzi-like scheme. Behrens supposedly used new investments to pay old investors and for personal use instead of using it in to generate profit.

Sessions

Recording Disclaimer: This proceeding was recorded in full.

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